Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Xavier? Claim Your ProfileXavier Marshall Ray is an investment advisor representative with Independent Financial Group, LLC. Xavier has been in the industry since January 24, 1990 and has passed the Series 63, Series 65, Series 7 and SIE exams. Xavier is registered with FINRA and has a license to sell insurance outside of the firm. Xavier also owns and operates Retirement Strategies & Investments, LLC. Xavier is a CERTIFIED FINANCIAL PLANNER™ professional. The firm primarily serves high-net-worth individuals, corporations, individuals other than high-net-worth, and pension and profit-sharing plans. The firm specializes in providing financial planning, pension consulting, and portfolio management for businesses and individuals. Xavier is registered to provide investment advisory services in Texas, California, Arizona, Maryland, Oregon, and Nevada.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
03/13/2015 - Present
Independent Financial Group, LLC (Los Angeles CA)
CA
01/03/2008 - 03/31/2015
QUESTAR CAPITAL CORPORATION (LOS ANGELES CA)
CA
06/08/2006 - 01/14/2008
SECURITIES AMERICA, INC. (LOS ANGELES CA)
CA
06/09/2004 - 06/09/2006
LINSCO/PRIVATE LEDGER CORP. (LOS ANGELES CA)
AZ
09/25/2001 - 06/18/2004
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
MN
01/25/1990 - 10/03/2001
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
01/25/1990 - 10/03/2001
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 03/03/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/08/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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