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Xavier Jose Pol

Alliancebernstein Investments, Inc.

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About Xavier Jose Pol

Xavier Jose Pol is a financial advisor currently registered with Alliancebernstein Investments, Inc. Xavier has been working in the financial industry since 2008. Xavier has a Series 66, Series 7 and SIE license. Previously, Xavier has worked for Fidelity Brokerage Services LLC, EDWARD JONES, OHIO NATIONAL EQUITIES, INC., TRANSAMERICA INVESTORS SECURITIES CORPORATION, NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC, ALLSTATE FINANCIAL SERVICES, LLC, NEW ENGLAND SECURITIES, JACKSON NATIONAL LIFE DISTRIBUTORS LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, AMERIPRISE FINANCIAL SERVICES, INC., and IDS LIFE INSURANCE COMPANY.

Firm Information

Xavier Pol is currently registered with Alliancebernstein Investments, Inc.. Alliancebernstein Investments, Inc. is a Corporation that was formed on November 15, 1983. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

197

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Xavier Pol’s Registration & Firm History

TN

02/01/2023 - Present

Alliancebernstein Investments, Inc. (Nashville TN)

KY

11/19/2019 - 01/09/2023

FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)

MO

08/12/2019 - 10/10/2019

EDWARD JONES (ST. LOUIS MO)

OH

02/19/2016 - 09/20/2018

OHIO NATIONAL EQUITIES, INC. (CINCINNATI OH)

CO

09/15/2015 - 11/19/2015

TRANSAMERICA INVESTORS SECURITIES CORPORATION (DENVER CO)

TN

05/06/2015 - 06/16/2015

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (NASHVILLE TN)

TN

07/01/2014 - 04/14/2015

ALLSTATE FINANCIAL SERVICES, LLC (HENDERSONVILLE TN)

TN

07/15/2013 - 07/07/2014

NEW ENGLAND SECURITIES (BRENTWOOD TN)

TN

05/07/2008 - 03/08/2013

JACKSON NATIONAL LIFE DISTRIBUTORS LLC (FRANKLIN TN)

CO

10/04/2007 - 01/31/2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ENGLEWOOD CO)

CO

01/26/2006 - 07/23/2007

AMERIPRISE FINANCIAL SERVICES, INC. (WESTMINSTER CO)

MN

08/05/2005 - 12/06/2005

AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)

MN

08/05/2005 - 12/06/2005

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 09/05/2019

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/20/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/04/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Xavier Jose Pol.
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