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Wyman Chu

Foreside Fund Services, LLC

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About Wyman Chu

Wyman Chu is a financial professional with over 24 years of experience in the industry. Wyman is currently registered with Foreside Fund Services, LLC and is licensed in all 50 states. Wyman is a Series 7, 55, 63, and 65 licensed professional. In the past, Wyman has worked with firms such as FRANKLIN DISTRIBUTORS, LLC, NYLIFE DISTRIBUTORS LLC, ALPS DISTRIBUTORS, INC., POINT CAPITAL MARKETS, LLC, and TELSEY ADVISORY GROUP LLC.

Firm Information

Wyman Chu is currently registered with Foreside Fund Services, LLC. Foreside Fund Services, LLC is a Limited Liability Company formed in 1998. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

625

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Wyman Chu’s Registration & Firm History

CT

02/01/2023 - Present

Foreside Fund Services, LLC (Westport CT)

NY

02/12/2019 - 08/03/2021

FRANKLIN DISTRIBUTORS, LLC (New York NY)

NY

04/15/2015 - 12/03/2018

NYLIFE DISTRIBUTORS LLC (NEW YORK NY)

NY

02/25/2014 - 04/17/2015

ALPS DISTRIBUTORS, INC. (RYE BROOK NY)

NJ

04/05/2012 - 08/06/2013

POINT CAPITAL MARKETS, LLC (CHATHAM NJ)

NY

01/28/2011 - 11/14/2011

TELSEY ADVISORY GROUP LLC (NEW YORK NY)

CA

09/23/2010 - 01/31/2011

ISLAND TRADING (SAN FRANCISCO CA)

CT

05/18/2009 - 09/24/2010

PCS DUNBAR SECURITIES, LLC (WESTPORT CT)

NY

01/09/2008 - 05/07/2009

CONIFER SECURITIES LLC (NEW YORK NY)

NY

05/24/2006 - 01/02/2008

OFF THE RECORD TRADING LLC (PURCHASE NY)

NY

04/06/1998 - 01/02/2008

OTA LLC (PURCHASE NY)

NY

11/27/1995 - 09/19/1997

OPPENHEIMER & CO., INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 03/07/2022

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/24/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/12/2022

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/22/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 05/09/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Wyman Chu.
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