Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wyatt? Claim Your ProfileWyatt Thomas Farmer is a registered representative of Stifel, Nicolaus & Company, Inc. with over 20 years of experience in the financial services industry. Wyatt has been registered with Stifel, Nicolaus & Company, Inc. since 2015, and prior to that, he was registered with HILLTOP SECURITIES INC. and M.L. STERN & CO., LLC. Wyatt holds a Series 7, Series 63, and Series 65 licenses. Wyatt provides financial planning, portfolio management for businesses and individuals, and selection of other advisors services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
09/28/2015 - Present
Stifel, Nicolaus & Company, Inc. (SAN DIEGO CA)
CA
12/09/2008 - 10/23/2015
HILLTOP SECURITIES INC. (SAN DIEGO CA)
CA
09/25/2003 - 12/23/2008
M.L. STERN & CO., LLC. (SAN DIEGO CA)
IA
Issued 02/07/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/28/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2003
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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