Unclaimed
Wrug Ved is a financial professional registered with Sanford C. Bernstein & Co., LLC in San Francisco, CA. Wrug is licensed to provide investment advice and securities transactions in California. Wrug has experience in the securities industry since January 2020. Wrug holds Series 3, 7TO and 63 licenses and the SIE exam certification. Wrug has specialized experience in portfolio management for pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d, miscellaneous
1
2
CA
01/29/2020 - Present
Sanford C. Bernstein & CO., LLC (SAN FRANCISCO CA)
BC
Issued 02/14/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/29/2020
Series 7TO - General Securities Representative Examination
BC
Issued 01/13/2020
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/2012
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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