Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Woods? Claim Your ProfileWoods Fernand Farris is a financial advisor with LPL Financial LLC. Woods has over 28 years of experience in the financial services industry. Woods has been with LPL Financial LLC since November 30, 2022. Prior to joining LPL Financial LLC, Woods worked at INFINEX INVESTMENTS, INC., BANCORPSOUTH INVESTMENT SERVICES, INC., TALBOT FINANCIAL SERVICES, INC., SAFECO INVESTMENT SERVICES, INC., PFIC SECURITIES CORPORATION, SECURA INVESTMENTS, INC., TOUCHSTONE SECURITIES, INC., EQUICO SECURITIES, INC., and THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES. Woods holds the Series 6, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MS
11/30/2022 - Present
LPL Financial LLC (MADION MS)
MS
12/02/2013 - 11/30/2022
INFINEX INVESTMENTS, INC. (Madison MS)
MS
08/15/2000 - 12/02/2013
BANCORPSOUTH INVESTMENT SERVICES, INC. (JACKSON MS)
NM
06/01/1999 - 08/15/2000
TALBOT FINANCIAL SERVICES, INC. (ALBUQUERQUE NM)
MA
05/16/1998 - 06/01/1999
SAFECO INVESTMENT SERVICES, INC. (BOSTON MA)
TN
12/22/1997 - 04/27/1998
PFIC SECURITIES CORPORATION (FRANKLIN TN)
WI
05/01/1997 - 08/08/1997
SECURA INVESTMENTS, INC. (APPLETON WI)
OH
11/02/1995 - 12/31/1996
TOUCHSTONE SECURITIES, INC. (CINCINNATI OH)
NY
06/23/1994 - 10/31/1995
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
06/23/1994 - 10/31/1995
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BC
Issued 04/05/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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