Unclaimed
Woodrow Hughes is a financial professional with over 25 years of experience in the industry. Woodrow holds a Series 7, Series 6, and SIE licenses and is currently registered with The Leaders Group, Inc.. Woodrow is a dedicated and experienced financial professional who is passionate about helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
06/13/2024 - Present
THE Leaders Group, Inc. (LITTLETON CO)
OK
07/17/2015 - 01/05/2022
BOK FINANCIAL SECURITIES, INC. (TULSA OK)
CT
02/02/2015 - 07/14/2015
SAYBRUS EQUITY SERVICES, INC (HARTFORD CT)
TX
01/27/2014 - 10/29/2014
PROEQUITIES, INC. (AUSTIN TX)
TX
01/03/2011 - 03/19/2013
WELLS FARGO ADVISORS, LLC (AUSTIN TX)
TX
03/02/2004 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (ADDISON TX)
OH
12/05/1995 - 08/21/2003
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
MA
10/19/1994 - 12/14/1995
MANEQUITY, INC. (BOSTON MA)
BC
Issued 06/29/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/05/1999
Series 7 - General Securities Representative Examination
BC
Issued 10/18/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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