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Woodrow House Hughes

THE Leaders Group, Inc.

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About Woodrow House Hughes

Woodrow Hughes is a financial professional with over 25 years of experience in the industry. Woodrow holds a Series 7, Series 6, and SIE licenses and is currently registered with The Leaders Group, Inc.. Woodrow is a dedicated and experienced financial professional who is passionate about helping clients achieve their financial goals.

Firm Information

Woodrow Hughes is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Woodrow Hughes’s Registration & Firm History

CO

06/13/2024 - Present

THE Leaders Group, Inc. (LITTLETON CO)

OK

07/17/2015 - 01/05/2022

BOK FINANCIAL SECURITIES, INC. (TULSA OK)

CT

02/02/2015 - 07/14/2015

SAYBRUS EQUITY SERVICES, INC (HARTFORD CT)

TX

01/27/2014 - 10/29/2014

PROEQUITIES, INC. (AUSTIN TX)

TX

01/03/2011 - 03/19/2013

WELLS FARGO ADVISORS, LLC (AUSTIN TX)

TX

03/02/2004 - 01/03/2011

WELLS FARGO INVESTMENTS, LLC (ADDISON TX)

OH

12/05/1995 - 08/21/2003

MCDONALD INVESTMENTS INC. (CLEVELAND OH)

MA

10/19/1994 - 12/14/1995

MANEQUITY, INC. (BOSTON MA)

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Licenses & Designations

BC

Issued 06/29/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/05/1999

Series 7 - General Securities Representative Examination

BC

Issued 10/18/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Woodrow House Hughes.
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