Unclaimed
Woodrow Eugene Eno is a financial advisor with Nuveen Securities, LLC. Woodrow has been a registered representative since 1998, with experience at several firms, including Teachers Personal Investors Services, Inc., TIAA-CREF Individual & Institutional Services, LLC, Wachovia Securities, LLC, and AAL Capital Management Corporation. Woodrow holds licenses including Series 6, 7, 24 and 63. Woodrow is registered to conduct business in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
01/03/2017 - Present
Nuveen Securities, LLC (CHARLOTTE NC)
NC
01/07/2005 - 12/31/2016
TEACHERS PERSONAL INVESTORS SERVICES, INC. (CHARLOTTE NC)
NC
03/08/2007 - 12/31/2007
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)
NY
08/19/2005 - 08/23/2005
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (NEW YORK NY)
MO
12/13/2000 - 12/14/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
MN
06/03/1998 - 11/13/2000
AAL CAPITAL MANAGEMENT CORPORATION (MINNEAPOLIS MN)
BC
Issued 06/12/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/01/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/27/2001
Series 7 - General Securities Representative Examination
BC
Issued 05/29/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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