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Woo Jin Choi

Mizuho Securities USA LLC

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About Woo Jin Choi

Woo Jin Choi is a financial advisor with Mizuho Securities USA LLC. Woo has been in the financial industry since 2011 and holds a Series 63, Series 79, and SIE licenses. Woo has worked at several firms including Nomura Securities International, Inc., Houlihan Lokey Capital, Inc., Morgan Stanley & Co. LLC, and Jefferies LLC. Woo is registered in 52 states, including Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.

Firm Information

Woo Choi is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Woo Choi’s Registration & Firm History

NY

02/24/2022 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

09/06/2017 - 02/24/2022

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

NY

02/24/2017 - 09/08/2017

HOULIHAN LOKEY CAPITAL, INC. (NEW YORK NY)

NY

12/04/2015 - 08/03/2016

HOULIHAN LOKEY CAPITAL, INC. (NEW YORK NY)

NY

06/25/2013 - 11/24/2015

MORGAN STANLEY & CO. LLC (NEW YORK NY)

NY

11/09/2010 - 03/12/2013

JEFFERIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/18/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/08/2010

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Woo Jin Choi.
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