Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Woo? Claim Your ProfileWoo Jae Lee is a financial professional with over 20 years of experience in the industry. Woo Jae Lee is currently registered with SG Americas Securities, LLC, a firm that specializes in providing investment services to a wide range of clients. Before joining SG Americas Securities, LLC, Woo Jae Lee was employed by MUFG Securities Americas Inc. and HSBC Securities (USA) Inc. Woo Jae Lee holds the Series 3, 7, 30, and 63 licenses. Woo Jae Lee has been actively registered in all 50 states and the District of Columbia since January 19, 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/19/2023 - Present
SG Americas Securities, LLC (NEW YORK NY)
CA
10/26/2021 - 11/21/2022
MUFG SECURITIES AMERICAS INC. (SAN FRANCISCO CA)
CA
10/21/2008 - 03/31/2020
HSBC SECURITIES (USA) INC. (San Francisco CA)
CA
07/16/2007 - 09/09/2008
COUNTRYWIDE SECURITIES CORPORATION (CALABASAS CA)
NY
07/20/2005 - 06/29/2007
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
04/17/2003 - 07/21/2005
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
03/05/2001 - 04/25/2003
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
10/16/2000 - 03/07/2001
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
NJ
12/14/1999 - 10/16/2000
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NJ
06/22/1999 - 09/17/1999
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
07/02/1996 - 07/24/1998
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
BC
Issued 10/01/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/19/2012
Series 30 - NFA Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/2001
Series 3 - National Commodity Futures Examination
BC
Issued 09/22/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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