Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wolfgang? Claim Your ProfileWolfgang Frisch has been a financial advisor since 2002. Wolfgang is currently registered with Morgan Stanley, but previously was with UBS Financial Services Inc. and Mercer Allied Company, L.P.. Wolfgang has a Series 66, Series 7, and SIE licenses and specializes in asset allocation advice, financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for individuals, businesses, and investment companies. Wolfgang is based out of the Newport Beach, CA branch office of Morgan Stanley.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
08/02/2021 - Present
Morgan Stanley (Newport Beach CA)
CA
05/19/2011 - 08/11/2021
UBS FINANCIAL SERVICES INC. (NEWPORT BEACH CA)
CA
08/07/2002 - 06/07/2011
MERCER ALLIED COMPANY, L.P. (IRVINE CA)
BOTH
Issued 12/05/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Wolfgang Frisch is the right advisor for you? Invested Better is here to help.
