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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wolfgang? Claim Your ProfileWolfgang Hawlisch is a financial advisor at Wells Fargo Clearing Services, LLC. Wolfgang Hawlisch has been in the financial industry since 2003. He is a registered representative of the firm in California and Texas. He is also a registered investment advisor representative of the firm in California and Texas. He is a Series 7 and Series 66 licensed professional. He has worked for various firms during his career including Morgan Stanley, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Banc of America Investment Services, Inc., and Edward Jones.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/15/2020 - Present
Wells Fargo Clearing Services, LLC (SACRAMENTO CA)
CA
09/23/2015 - 07/16/2020
MORGAN STANLEY (SACRAMENTO CA)
CA
07/10/2008 - 09/24/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SACRAMENTO CA)
CA
12/06/2005 - 07/14/2008
BANC OF AMERICA INVESTMENT SERVICES, INC. (ROSEVILLE CA)
CA
08/22/2003 - 12/07/2005
EDWARD JONES (SACRAMENTO CA)
BOTH
Issued 09/05/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/08/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/2003
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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