Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wolfgang? Claim Your ProfileWolfgang Alfons Hein is a financial advisor with over 30 years of experience in the industry. Currently registered with LPL Financial LLC, Wolfgang has been providing financial advice for over nine years at this firm. Before joining LPL Financial LLC, Wolfgang was a financial advisor at Santander Securities LLC for about five years. Wolfgang has also worked at First Tennessee Brokerage, Inc., BANC OF AMERICA INVESTMENT SERVICES, INC., QUICK & REILLY, INC., PNC INVESTMENTS, and J.J.B. HILLIARD, W.L. LYONS, INC. Wolfgang is currently registered in seven states: Delaware, Florida, Maryland, New Jersey, New York, and Pennsylvania. Wolfgang is also a registered Investment Advisor in Pennsylvania. Wolfgang offers a wide range of financial services, including financial planning, portfolio management, and consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
06/05/2017 - Present
LPL Financial LLC (BENSALEM PA)
PA
09/19/2012 - 06/01/2017
SANTANDER SECURITIES LLC (BALA CYNWYD PA)
PA
05/27/2008 - 09/20/2012
LPL FINANCIAL LLC (BALA CYNWYD PA)
PA
06/28/2007 - 05/27/2008
IFMG SECURITIES, INC. (YEADON PA)
PA
07/27/2005 - 06/26/2007
FIRST TENNESSEE BROKERAGE, INC. (WARMINSTER PA)
MA
10/20/2004 - 07/25/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
02/11/2004 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
PA
01/01/2004 - 02/19/2004
PNC INVESTMENTS (PITTSBURGH PA)
KY
12/03/2002 - 01/01/2004
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
PA
12/01/1998 - 12/03/2002
JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)
NY
12/16/1991 - 11/25/1998
M.S. FARRELL & COMPANY, INC. (SYOSSET NY)
NY
06/11/1987 - 12/16/1991
D. H. BLAIR & CO., INC. (NEW YORK NY)
NA
03/26/1986 - 07/02/1987
SHEARSON LEHMAN BROTHERS INC.
NA
05/23/1985 - 03/27/1986
BRYAN, WORLEY & CO., INC.
IA
Issued 05/07/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/03/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/31/1994
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/10/1992
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/1986
Series 3 - National Commodity Futures Examination
BC
Issued 03/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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