Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Winthrop? Claim Your ProfileWinthrop Lawrence Buck is a financial advisor with over 30 years of experience in the industry. Winthrop has a strong track record of providing financial advice to individuals, families, and businesses. Winthrop has a diverse background in financial services, having worked for both small and large firms. Winthrop currently works for Private Advisor Group, LLC, which is a national financial advisory firm. Winthrop is a CERTIFIED FINANCIAL PLANNER™ professional and holds Series 1, 4, 40, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitation/referral
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor/referral fees
1
2
NY
07/25/2024 - Present
Private Advisor Group, LLC (Buffalo NY)
NY
06/02/2003 - 02/24/2012
HAROLD C. BROWN & CO., LLC (BUFFALO NY)
NY
12/03/1993 - 06/30/2003
HAROLD C. BROWN & CO., INC. (BUFFALO NY)
NA
03/06/1973 - 01/01/1994
HAROLD C. BROWN & CO., INC.
IA
Issued 10/05/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/08/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/20/1977
Series 4 - Registered Options Principal Examination
BC
Issued 06/21/1977
Series 40 - Registered Principal Examination
BC
Issued 02/20/1973
Series 1 - Registered Representative Examination
Active
Inactive
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