Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Winston? Claim Your ProfileWinston Zhao is a financial professional registered with UBS Securities LLC. Winston has been in the securities industry since 2018 and holds the Series 7, Series 63, Series 79TO, and SIE licenses. Winston is currently registered with UBS Securities LLC and is based in New York, NY. Winston's previous experience includes Vanguard Marketing Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/26/2024 - Present
UBS Securities LLC (New York NY)
PA
10/10/2018 - 07/27/2022
VANGUARD MARKETING CORPORATION (MALVERN PA)
BC
Issued 07/22/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/24/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/11/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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