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Winston Kayfong Lee

Charles Schwab & CO., Inc.

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About Winston Kayfong Lee

Winston Lee is a registered representative with Charles Schwab & Co., Inc. Winston has been in the financial services industry since 2021. Winston holds a Series 7TO, SIE, and Series 66 license and is registered in Washington and 11 other states. Winston has prior experience working as a registered representative with Edward Jones and Wells Fargo Clearing Services, LLC. Winston is specialized in investment advisory services including financial planning and selection of other advisers.

Firm Information

Winston Lee is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Winston Lee’s Registration & Firm History

WA

08/24/2022 - Present

Charles Schwab & CO., Inc. (Seattle WA)

MO

05/23/2022 - 07/11/2022

EDWARD JONES (ST. LOUIS MO)

WA

10/15/2021 - 04/28/2022

WELLS FARGO CLEARING SERVICES, LLC (SEATTLE WA)

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Licenses & Designations

BOTH

Issued 12/08/2021

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/15/2021

Series 7TO - General Securities Representative Examination

BC

Issued 09/09/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Winston Kayfong Lee.
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