Unclaimed
Winny Hu is a financial professional with over 6 years of experience in the industry. Winny is currently registered with Blackstone Securities Partners LP and is licensed to conduct business in 53 states and U.S. territories. Winny previously worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated, where Winny held a Series 79 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/04/2020 - Present
Blackstone Securities Partners LP (NEW YORK NY)
NY
11/11/2013 - 07/01/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 01/06/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/2021
Series 7TO - General Securities Representative Examination
BC
Issued 11/11/2013
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 03/08/2013
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
Not sure Winny Hu is the right advisor for you? Invested Better is here to help.