Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Winnie? Claim Your ProfileWinnie Yukwing Mou is a registered investment advisor with Ameriprise Financial Services, LLC. Winnie has over 20 years of experience in the financial services industry. Winnie is registered to provide investment advice in New Jersey and New York. Winnie holds a Series 7, Series 6, Series 63 and Series 65 licenses. Winnie also has a Real Estate License and is a licensed insurance broker.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NJ
04/16/2021 - Present
Ameriprise Financial Services, LLC (MOUNT LAUREL NJ)
NY
09/21/2015 - 10/29/2015
EQUITY SERVICES, INC. (FLUSHING NY)
NJ
10/13/2009 - 01/29/2010
WORLD GROUP SECURITIES, INC. (POMPTON NJ)
IL
05/07/2007 - 10/31/2007
STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)
PA
08/19/2004 - 10/18/2005
RAMPART FINANCIAL SERVICES, INC. (DOYLESTOWN PA)
NY
08/08/2000 - 12/31/2003
CADARET, GRANT & CO., INC. (SYRACUSE NY)
AZ
05/15/1997 - 12/15/1999
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (SCOTTSDALE AZ)
NY
05/03/1996 - 03/26/1997
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
NJ
01/17/1986 - 02/02/1995
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 07/16/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/28/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/2015
Series 7 - General Securities Representative Examination
BC
Issued 01/16/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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