Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Winnie? Claim Your ProfileWinnie Leong Yuen yee is a registered representative and investment advisor representative with LPL Financial LLC, working from the Fullerton, CA branch. Winnie Leong Yuen yee has been in the securities industry since February 17, 1998. Winnie Leong Yuen yee has experience working for Securities America, Inc., ING Financial Partners, Inc., AIG Retirement Advisors, Inc., Citigroup Global Markets Inc., and Pruco Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
02/21/2017 - Present
LPL Financial LLC (FULLERTON CA)
CA
12/18/2013 - 03/07/2017
SECURITIES AMERICA, INC. (FULLERTON CA)
CA
02/17/2009 - 12/18/2013
ING FINANCIAL PARTNERS, INC. (FULLERTON CA)
CA
10/04/2004 - 02/23/2009
AIG RETIREMENT ADVISORS, INC. (GLENDALE CA)
NY
06/02/1999 - 10/11/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NJ
06/23/1998 - 05/25/1999
PRUCO SECURITIES CORPORATION (NEWARK NJ)
CA
01/21/1998 - 06/01/1998
INTERFIRST CAPITAL CORPORATION (LOS ANGELES CA)
IA
Issued 05/11/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/07/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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