Unclaimed
Winnie Nip is a registered representative with Deutsche Bank Securities Inc. Winnie is licensed to provide securities advice and trading services to individuals and institutions. She is also registered in California and New York. Winnie has a strong background in financial markets and investment analysis. She holds the Series 7, 63, 86, 87, 16, and SIE licenses. She joined Deutsche Bank Securities Inc. in September of 2008.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Hard dollar payments for research
1
2
CA
09/15/2008 - Present
Deutsche Bank Securities Inc. (SAN FRANCISCO CA)
BC
Issued 09/18/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/27/2014
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 06/15/2009
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 04/27/2009
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 09/12/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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