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Winnie Lok-tin Nip

Deutsche Bank Securities Inc.

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About Winnie Lok-tin Nip

Winnie Nip is a registered representative with Deutsche Bank Securities Inc. Winnie is licensed to provide securities advice and trading services to individuals and institutions. She is also registered in California and New York. Winnie has a strong background in financial markets and investment analysis. She holds the Series 7, 63, 86, 87, 16, and SIE licenses. She joined Deutsche Bank Securities Inc. in September of 2008.

Firm Information

Winnie Nip is currently registered with Deutsche Bank Securities Inc.. Deutsche Bank Securities Inc. is a corporation headquartered in New York, NY, United States. The firm was formed on December 29, 1971, and provides advisory services in equity & debt research, macro research, quant strategy, multi-asset research, and catalyst calls. They have a significant number of registered representatives (1,304) and investment advisory functions (149) and manage more than $50 billion in assets.
Deutsche Bank Securities Inc.

1 COLUMBUS CIRCLE

NEW YORK, NY 10019

Not reported

Assets Under Management

33

Total Clients

319

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls

Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Hard dollar payments for research

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Winnie Nip’s Registration & Firm History

CA

09/15/2008 - Present

Deutsche Bank Securities Inc. (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 09/18/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/27/2014

Series 16 - NYSE Supervisory Analyst Examination

BC

Issued 06/15/2009

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 04/27/2009

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 09/12/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Winnie Lok-tin Nip.
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