Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wingszi? Claim Your ProfileWingszi Chiang-cacace is an investment professional with over 18 years of experience in the financial industry. Wingszi has a strong track record of success in various roles, including securities trading and financial advisory. Wingszi currently works at Merrill Lynch, Pierce, Fenner & Smith Incorporated and is registered with the Financial Industry Regulatory Authority (FINRA). Wingszi has extensive experience working with high net worth individuals, corporations, and other businesses. Before joining Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wingszi worked at KCG Americas LLC and Getco Securities, LLC. Wingszi holds a variety of licenses and designations, including Series 7, 24, 55, and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
10/27/2015 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NY
07/01/2013 - 07/22/2015
KCG AMERICAS LLC (NEW YORK NY)
NY
12/14/2011 - 07/01/2013
GETCO SECURITIES, LLC (NEW YORK NY)
NY
10/04/2004 - 12/14/2011
BANC OF AMERICA SPECIALIST, INC. (NEW YORK NY)
NY
06/13/2003 - 08/18/2003
FLEET SPECIALIST, INC. (NEW YORK NY)
NY
06/17/2002 - 08/19/2002
FLEET SPECIALIST, INC. (NEW YORK NY)
BOTH
Issued 10/25/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 8/31/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 4/29/2013
Series 24 - General Securities Principal Examination
BC
Issued 9/20/2008
Series 4 - Registered Options Principal Examination
BC
Issued 1/2/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/15/2013
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 5/19/2007
Series 7 - General Securities Representative Examination
BC
Issued 11/10/2005
Series 21 - NYSE Front Line Specialist Clerk
BC
Issued 2/8/2005
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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