Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wing lun? Claim Your ProfileWing lun Lai is a registered investment advisor representative with Cetera Investment Advisers LLC. Wing lun Lai has been in the securities industry since April 2011. Wing lun Lai has passed the Series 7, Series 63 and Series 66 exams. Wing lun Lai has been registered with Cetera Investment Advisers LLC since October 2023. Before that, Wing lun Lai was registered with Cetera Investment Services LLC from August 2017 to September 2023 and with ScotTrade, Inc. from March 2011 to July 2017. Wing lun Lai provides financial planning, portfolio management for individuals, and portfolio management for businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
10/09/2023 - Present
Cetera Investment Advisers LLC (SAN FRANCISCO CA)
CA
08/04/2017 - 09/19/2023
CETERA INVESTMENT SERVICES LLC (SAN FRANCISCO CA)
CA
03/04/2011 - 07/24/2017
SCOTTRADE, INC. (SAN FRANCISCO CA)
BOTH
Issued 03/16/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/01/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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