Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wing kei victoria? Claim Your ProfileWing kei victoria Cua is an investment advisor representative who has been active in the financial industry since December 7, 2021. Currently, Wing kei victoria Cua is registered with The Ayco Company, LP, and is located in Newport Beach, CA. Wing kei victoria Cua has a Series 63, Series 65, Series 7TO and SIE licenses. Prior to working with The Ayco Company, LP, Wing kei victoria Cua worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Wing kei victoria Cua has a history of working in various financial roles, and possesses expertise in portfolio management for individuals and businesses. Wing kei victoria Cua is also a freelance digital creator and owns Victoria Cua Freelance Digital Creator, a social media organization.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
04/28/2022 - Present
THE Ayco Company, LP (Newport Beach CA)
CA
07/21/2021 - 09/27/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PASADENA CA)
BC
Issued 06/03/2022
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 04/28/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/21/2021
Series 7TO - General Securities Representative Examination
BC
Issued 11/30/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Wing kei victoria Cua is the right advisor for you? Invested Better is here to help.
