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Wing kei Chan

Moomoo Financial Inc.

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About Wing kei Chan

Wing kei Chan is a registered representative with Moomoo Financial Inc. Wing kei Chan has been in the financial services industry since January 18, 2018. Wing kei Chan holds a Series 63, Series 14, Series 4, Series 24, Series 99TO, Series 79TO, Series 3, SIE, and Series 7 license. Wing kei Chan is registered in 29 states: Alabama, Arkansas, California, Colorado, Connecticut, Delaware, Florida, Hawaii, Illinois, Indiana, Iowa, Kentucky, Massachusetts, Michigan, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, Oregon, South Dakota, Texas, Virgin Islands, Washington, West Virginia, and Wyoming. Wing kei Chan was previously registered with FUTU CLEARING INC.

Firm Information

Wing kei Chan is currently registered with Moomoo Financial Inc.. Moomoo Financial Inc. is a Corporation that was formed on December 17, 2015. It is registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

33

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Wing kei Chan’s Registration & Firm History

NJ

01/19/2018 - Present

Moomoo Financial Inc. (JERSEY CITY NJ)

TX

05/28/2019 - 01/24/2023

FUTU CLEARING INC (DALLAS TX)

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Licenses & Designations

BC

Issued 09/02/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 02/14/2017

Series 4 - Registered Options Principal Examination

BC

Issued 08/17/2016

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/11/2021

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/22/2020

Series 3 - National Commodity Futures Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/31/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Wing kei Chan.
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