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Wing kam Chan

Transamerica Financial Advisors, Inc.

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About Wing kam Chan

Wing kam Chan is an investment advisor representative with Transamerica Financial Advisors, Inc. Wing kam Chan has been working in the financial services industry since 2007. Wing kam Chan is licensed in New York and New Jersey. Wing kam Chan holds the following securities licenses: Series 6, Series 63, Series 65, Series 7, and Series 7TO. Wing kam Chan has previous experience with PRUCO SECURITIES, LLC., CITIGROUP GLOBAL MARKETS INC., and Sumitomo Mitsui Trust Bank. Wing kam Chan specializes in providing financial advice to individuals and businesses, and has a particular interest in helping clients with their retirement planning.

Firm Information

Wing kam Chan is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Wing kam Chan’s Registration & Firm History

NY

03/29/2023 - Present

Transamerica Financial Advisors, Inc. (Great Neck NY)

NY

01/09/2020 - 07/15/2021

PRUCO SECURITIES, LLC. (Forest Hills NY)

NY

03/29/2007 - 11/19/2012

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 06/18/2021

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/05/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 01/09/2020

Series 7TO - General Securities Representative Examination

BC

Issued 10/08/2019

SIE - Securities Industry Essentials Examination

BC

Issued 03/28/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Wing kam Chan.
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