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Winfred Wing-zau Lai

Fidelity Personal AND Workplace Advisors

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About Winfred Wing-zau Lai

Winfred Lai is a financial advisor with Fidelity Personal AND Workplace Advisors. Winfred is registered with the state of California and Texas. Winfred is a Series 7, Series 63, and Series 66 licensed professional. Winfred has worked in the financial industry for over 4 years. Winfred's firm has over $800 billion in assets under management and provides a range of services including financial planning, portfolio management for businesses and individuals, educational seminars and the selection of other advisors.

Firm Information

Winfred Lai is currently registered with Fidelity Personal AND Workplace Advisors. Fidelity Personal and Workplace Advisors is a large financial services firm with a long history in the industry. They provide a variety of investment and financial planning services to individual and institutional clients, including individuals, high-net-worth individuals, corporations, pension plans, charitable organizations, and state or municipal governments. They are known for their comprehensive investment options, low fees, and extensive resources. Fidelity Personal and Workplace Advisors manages over $818 billion in assets for a diverse client base.
Fidelity Personal AND Workplace Advisors

245 SUMMER STREET, V2A

BOSTON, MA 02210

$818.78B

Assets Under Management

13,624

Total Clients

14,642

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Winfred Lai’s Registration & Firm History

CA

02/16/2023 - Present

Fidelity Personal AND Workplace Advisors (LARKSPUR CA)

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Licenses & Designations

BOTH

Issued 10/27/2020

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/14/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/22/2019

Series 7TO - General Securities Representative Examination

BC

Issued 02/16/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There is public disclosure for Winfred Wing-zau Lai. Review regulatory record here.
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