Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Winfield? Claim Your ProfileWinfield Scott Smathers is an investment advisor representative who has been in the financial services industry since March 25, 1993. Winfield is currently registered with Raymond James Financial Services Advisors, Inc. in Pittsburgh, Pennsylvania and is licensed to sell securities in 42 states. Winfield previously worked at Hunter Associates, Inc. in Pittsburgh, Pennsylvania for 20 years before joining Raymond James. Winfield has a strong focus on insurance and financial planning for individuals and businesses. Winfield is a well-respected advisor with a strong track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
PA
04/14/2014 - Present
Raymond James Financial Services Advisors, Inc. (PITTSBURGH PA)
PA
03/26/1993 - 06/10/2013
HUNTER ASSOCIATES, INC. (PITTSBURGH PA)
IA
Issued 07/27/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/19/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/04/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/26/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/14/1995
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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