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Winfield Samuel Ellis

Midwestern Securities Trading Company, LLC

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About Winfield Samuel Ellis

Winfield Samuel Ellis is a financial professional with experience in the financial services industry. Winfield holds a Series 7TO and SIE license. Winfield is registered with Midwestern Securities Trading Company, LLC and has been with the firm since May 2024. Winfield is also a Financial Consultant for John Graham and Associates, and a Pastor at East Peoria Bible Missionary Church. Winfield has experience working with individuals, corporations, and high-net-worth clients.

Firm Information

Winfield Ellis is currently registered with Midwestern Securities Trading Company, LLC. Midwestern Securities Trading Company, LLC is a Limited Liability Company formed in December 1999 with its main office in East Peoria, Illinois. The firm provides financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for individuals. They are also involved in providing portfolio management for 401(k) retirement plans defined in Section 3(38) of ERISA rules. They manage approximately $1,263,009,756 in assets for 8,452 accounts across various client types, including high-net-worth individuals, corporations, and individuals other than high-net-worth. They participate in wrap fee programs and are registered with the SEC and in 36 states.
Midwestern Securities Trading Company, LLC

235 EVERETT ST

EAST PEORIA, IL 61611

$1.26B

Assets Under Management

Not reported

Total Clients

52

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for 401(k) retirement plans defined in section 3(38) of erisa rules

Portfolio management for 401(k) retirement plans defined in section 3(38) of erisa rules

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

A percentage of assets under 3rd party management

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Winfield Ellis’s Registration & Firm History

IL

07/12/2024 - Present

Midwestern Securities Trading Company, LLC (EAST PEORIA IL)

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Licenses & Designations

BOTH

Issued 07/11/2024

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/16/2024

Series 7TO - General Securities Representative Examination

BC

Issued 03/02/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Winfield Samuel Ellis.
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