Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Winfield? Claim Your ProfileWinfield Roy Geiger is a financial advisor at Raymond James Financial Services Advisors, Inc. with over 20 years of experience in the financial services industry. Winfield is registered with the Financial Industry Regulatory Authority (FINRA) and is also a registered Investment Advisor in several states. Winfield specializes in providing financial planning, investment management, and retirement planning services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
OH
05/24/2019 - Present
Raymond James Financial Services Advisors, Inc. (Cincinati OH)
IL
09/06/2016 - 05/31/2017
RAYMOND JAMES & ASSOCIATES, INC. (Chicago IL)
IL
09/17/2001 - 09/06/2016
DEUTSCHE BANK SECURITIES INC. (CHICAGO IL)
BOTH
Issued 03/27/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/10/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/11/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/21/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/31/2017
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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