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Windy Sukming Seto

Principal Advised Services

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About Windy Sukming Seto

Windy Seto is an investment advisor representative with Principal Advised Services, a company that provides financial advice and investment management services to individuals, families, and businesses. She is licensed to provide financial advice in Washington and has a wide range of experience in the investment industry. Windy is a highly skilled and experienced financial advisor with a strong commitment to client satisfaction. Windy has been in the industry for more than 20 years and has a strong track record of helping clients achieve their financial goals. She is committed to providing her clients with the highest level of personalized service and attention.

Firm Information

Windy Seto is currently registered with Principal Advised Services. Principal Advised Services is a registered investment advisor based in Des Moines, IA. They offer portfolio management for individuals and selection of other advisors. The firm manages $569,489,941 in regulatory assets under management, primarily for individuals other than high-net-worth individuals. They also have a wrap fee program.
Principal Advised Services

655 9TH STREET

DES MOINES, IA 50309

$569.49M

Assets Under Management

1,268

Total Clients

144

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Windy Seto’s Registration & Firm History

WA

10/31/2022 - Present

Principal Advised Services (Vancouver WA)

WA

07/06/2010 - 11/29/2010

WELLS FARGO INVESTMENTS, LLC (VANCOUVER WA)

WA

09/24/2001 - 07/07/2010

U.S. BANCORP INVESTMENTS, INC. (VANCOUVER WA)

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Licenses & Designations

BOTH

Issued 06/29/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/12/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/17/2003

Series 7 - General Securities Representative Examination

BC

Issued 09/21/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Windy Sukming Seto.
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