Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Win? Claim Your ProfileWin K Tung has been in the financial services industry since December 2002. Currently, Win K Tung is registered with Santander Securities LLC in Wollaston, Massachusetts. Win K Tung has also held previous positions at CITIGROUP GLOBAL MARKETS INC., CCO INVESTMENT SERVICES CORP., BREWSTER SECURITIES INC., AMERICAN EXPRESS FINANCIAL ADVISORS INC., IDS LIFE INSURANCE COMPANY, METLIFE SECURITIES INC., and METROPOLITAN LIFE INSURANCE COMPANY. Win K Tung holds Series 6, 7, 24, and 63 licenses and has experience in providing financial planning and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
MA
03/19/2013 - Present
Santander Securities LLC (Wollaston MA)
MA
08/17/2007 - 03/20/2013
CITIGROUP GLOBAL MARKETS INC. (BOSTON MA)
RI
09/28/2001 - 09/06/2005
CCO INVESTMENT SERVICES CORP. (JOHNSTON RI)
FL
12/17/1999 - 05/26/2000
BREWSTER SECURITIES INC. (BELLEAIRE BEACH FL)
MN
08/31/1999 - 11/18/1999
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/31/1999 - 11/18/1999
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
MA
06/23/1999 - 07/27/1999
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
06/23/1999 - 07/27/1999
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BC
Issued 01/07/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/27/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/1999
Series 7 - General Securities Representative Examination
BC
Issued 06/22/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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