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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wimberly? Claim Your ProfileWimberly McCoy is a financial advisor with over 30 years of experience in the industry. Wimberly has held licenses and registrations in many states throughout the country and has worked with several firms including Sterne, Agee & Leach, Inc. Currently, Wimberly is an investment advisor representative for Stifel, Nicolaus & Company, Inc. Wimberly is a registered investment advisor in Louisiana and Texas and offers financial planning and portfolio management services to a variety of clients including individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
LA
11/12/2015 - Present
Stifel, Nicolaus & Company, Inc. (NEW ORLEANS LA)
LA
10/22/2004 - 07/07/2015
STERNE, AGEE & LEACH, INC. (NEW ORLEANS LA)
MO
07/01/2003 - 11/16/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
10/28/1994 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MD
10/17/1988 - 11/03/1994
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NA
08/01/1988 - 10/17/1988
HOWARD, WEIL, LABOUISSE, FRIEDRICHS INC.
NA
03/24/1986 - 08/09/1988
DREXEL BURNHAM LAMBERT INCORPORATED
IA
Issued 10/24/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/04/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/07/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/20/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1986
Series 7 - General Securities Representative Examination
BC
Issued 03/21/1986
Series 15 - Foreign Currency Options Examination
BC
Issued 03/14/1986
Series 3 - National Commodity Futures Examination
BC
Issued 02/21/1986
Series 5 - Interest Rate Options Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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