Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wim? Claim Your ProfileWim Shih is a financial professional with over 14 years of experience in the industry. Wim is currently registered with Clear Street LLC and has previously held positions at TD Prime Services LLC, Wells Fargo Securities, LLC, Wells Fargo Prime Services, LLC, J.P. Morgan Clearing Corp., J.P. Morgan Securities LLC, Knight Capital Americas LLC and Knight Capital Americas, L.P. Wim holds the Series 7, Series 57TO, Series 99TO and SIE licenses, and has passed the Uniform Securities Agent State Law Examination. Wim is registered in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/27/2024 - Present
Clear Street LLC (NEW YORK NY)
NY
12/11/2019 - 03/26/2024
TD PRIME SERVICES LLC (NEW YORK NY)
NY
07/29/2014 - 12/12/2019
WELLS FARGO SECURITIES, LLC (NEW YORK NY)
CA
12/10/2014 - 01/22/2018
WELLS FARGO PRIME SERVICES, LLC (SAN FRANCISCO CA)
NY
10/04/2013 - 07/14/2014
J.P. MORGAN CLEARING CORP. (NEW YORK NY)
NY
10/04/2013 - 07/14/2014
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NJ
08/14/2009 - 07/15/2013
KNIGHT CAPITAL AMERICAS LLC (JERSEY CITY NJ)
NJ
07/28/2009 - 11/08/2012
KNIGHT CAPITAL AMERICAS, L.P. (JERSEY CITY NJ)
BC
Issued 08/05/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/2009
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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