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Wilson Sang

Tradition Securities AND Derivatives LLC

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About Wilson Sang

Wilson Sang is a financial professional with over 20 years of experience in the industry. Wilson is currently registered with Tradition Securities and Derivatives LLC in New York, NY. Prior to this, Wilson was employed by RAFFERTY CAPITAL MARKETS, LLC, TULLETT LIBERTY BROKERAGE INC., SEABOARD SECURITIES, INC., and LEHMAN BROTHERS INC. Wilson holds the Series 3, Series 7, and Series 63 licenses.

Firm Information

Wilson Sang is currently registered with Tradition Securities AND Derivatives LLC. Tradition Securities AND Derivatives LLC is a Limited Liability Company formed on March 30, 1989. The firm is registered with the SEC and in 44 states.

Not reported

Assets Under Management

Not reported

Total Clients

73

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Wilson Sang’s Registration & Firm History

NY

07/20/2007 - Present

Tradition Securities AND Derivatives LLC (New York NY)

NY

09/26/2006 - 07/13/2007

RAFFERTY CAPITAL MARKETS, LLC (GARDEN CITY NY)

NJ

07/01/2003 - 10/01/2004

TULLETT LIBERTY BROKERAGE INC. (JERSEY CITY NJ)

NJ

04/08/2003 - 07/07/2003

SEABOARD SECURITIES, INC. (FLORHAM PARK NJ)

NY

05/31/2001 - 12/12/2002

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/08/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/05/2004

Series 3 - National Commodity Futures Examination

BC

Issued 05/30/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Wilson Sang.
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