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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wilson? Claim Your ProfileWilson Kwok is a registered investment advisor representative with Wells Fargo Clearing Services, LLC. Wilson Kwok is also registered with the state of California as an investment advisor representative and has been in the industry since March 18, 2006. Previously, Wilson Kwok was associated with Wells Fargo Investments, LLC, Wells Fargo Advisors, LLC, Citigroup Global Markets Inc., and Citicorp Investment Services. Wilson Kwok holds the Series 6, 7, 63, and 65 securities licenses and the SIE exam. Wilson Kwok also has a 20% ownership interest in BNW Investments LLC, which is an investment-related company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
08/09/2013 - Present
Wells Fargo Clearing Services, LLC (PALO ALTO CA)
CA
07/13/2010 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (FOSTER CITY CA)
CA
03/12/2008 - 06/15/2010
WELLS FARGO ADVISORS, LLC (SAN FRANCISCO CA)
CA
05/29/2007 - 02/29/2008
CITIGROUP GLOBAL MARKETS INC. (REDWOOD CA)
CA
02/09/2006 - 05/29/2007
CITICORP INVESTMENT SERVICES (REDWOOD CA)
IA
Issued 08/09/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/24/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/2010
Series 7 - General Securities Representative Examination
BC
Issued 02/08/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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