Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wilson? Claim Your ProfileWilson Rosebraugh is an investment advisor representative with Kestra Advisory Services, LLC. Wilson has been in the financial services industry since 1999. Wilson currently holds registrations with the state of Ohio as well as with FINRA. Wilson is registered with Kestra Advisory Services, LLC, Kestra Investment Services, LLC and NFP Securities, Inc.. Wilson holds a Series 66, a Series 7, a Series 6, a Series 31, a Series 52TO, a Series 4, a Series 53, a Series 24, a Series 26, a Series 9, and a Series 10 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
OH
07/27/2023 - Present
Kestra Advisory Services, LLC (Cincinnati OH)
OH
12/11/2009 - 10/25/2012
AMERIPRISE FINANCIAL SERVICES, INC. (BLUE ASH OH)
KY
10/02/2001 - 12/15/2009
J.J.B HILLIARD, W.L. LYONS, LLC (FT. MITCHELL KY)
OH
08/23/2000 - 10/04/2001
CARILLON INVESTMENTS, INC. (CINCINNATI OH)
DE
02/14/2000 - 08/18/2000
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
NY
09/01/1999 - 01/13/2000
NYLIFE SECURITIES INC. (NEW YORK NY)
KS
02/16/1999 - 09/10/1999
WADDELL & REED, INC. (OVERLAND PARK KS)
BOTH
Issued 11/19/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/05/2023
Series 4 - Registered Options Principal Examination
BC
Issued 05/06/2023
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/18/2022
Series 24 - General Securities Principal Examination
BC
Issued 03/11/2022
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 05/09/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/08/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/10/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 10/31/2001
Series 7 - General Securities Representative Examination
BC
Issued 02/09/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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