Unclaimed
Wilson Dong is a licensed advisor with Broadridge Business Process Outsourcing, LLC and has been in the industry since November 2, 2017. Dong has passed the Securities Industry Essentials Examination (SIE) and the Series 99 - Operations Professional Examination. Wilson Dong is currently registered with FINRA and has an active Series 99. Wilson Dong was previously employed at J.P. MORGAN SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
11/15/2022 - Present
Broadridge Business Process Outsourcing, LLC (Newark NJ)
NJ
08/19/2017 - 08/30/2022
J.P. MORGAN SECURITIES LLC (Jersey City NJ)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/2017
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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