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Wilson Dong

Broadridge Business Process Outsourcing, LLC

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About Wilson Dong

Wilson Dong is a licensed advisor with Broadridge Business Process Outsourcing, LLC and has been in the industry since November 2, 2017. Dong has passed the Securities Industry Essentials Examination (SIE) and the Series 99 - Operations Professional Examination. Wilson Dong is currently registered with FINRA and has an active Series 99. Wilson Dong was previously employed at J.P. MORGAN SECURITIES LLC.

Firm Information

Wilson Dong is currently registered with Broadridge Business Process Outsourcing, LLC. Broadridge Business Process Outsourcing, LLC is a Limited Liability Company formed in 2001-04-06. The firm is registered in California, Colorado, Illinois, New Jersey, New York, and Texas. It is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

109

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Wilson Dong’s Registration & Firm History

NJ

11/15/2022 - Present

Broadridge Business Process Outsourcing, LLC (Newark NJ)

NJ

08/19/2017 - 08/30/2022

J.P. MORGAN SECURITIES LLC (Jersey City NJ)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/19/2017

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Wilson Dong.
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