Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wilmore? Claim Your ProfileWilmore Emilio Mendieta is a financial advisor registered with Wells Fargo Clearing Services, LLC and has been in the industry since January 19, 1983. Wilmore has several industry licenses and registrations including Series 63, Series 65, Series 7, Series 9, Series 10, and Series 15. Wilmore is currently registered as an Investment Advisor Representative with the state of Florida and North Carolina. Previously, Wilmore Mendieta was registered with Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Lehman Brothers Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Wilmore is also the trustee for his nephew, and manages investments for clients in the areas of financial planning, pension consulting, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
07/02/2010 - Present
Wells Fargo Clearing Services, LLC (CHARLOTTE NC)
NC
06/01/2009 - 07/21/2010
MORGAN STANLEY SMITH BARNEY (CHARLOTTE NC)
NC
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (CHARLOTTE NC)
NY
05/01/1989 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
01/20/1983 - 05/09/1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 12/13/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/27/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/23/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/22/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/1984
Series 15 - Foreign Currency Options Examination
BC
Issued 03/03/1983
Series 5 - Interest Rate Options Examination
BC
Issued 01/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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