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Willy Ong Tan

Tcfg Investment Advisors, LLC

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About Willy Ong Tan

Willy Ong Tan is an investment advisor representative at Tcfg Investment Advisors, LLC. Willy Ong Tan has 20 years of experience in the financial services industry. Willy Ong Tan is registered in California. Willy Ong Tan has a Series 66, Series 7, and SIE license. Willy Ong Tan previously worked at Western International Securities, Inc., Wells Fargo Advisors, LLC, Wells Fargo Investments, LLC, Bancwest Investment Services, Inc., UnionBanc Investment Services, LLC, IFMG Securities, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated.

Firm Information

Willy Tan is currently registered with Tcfg Investment Advisors, LLC. Tcfg Investment Advisors, LLC is a registered investment advisor located in Laguna Niguel, CA. The firm provides financial planning and portfolio management services to individuals, high-net-worth individuals, and pension and profit-sharing plans. Tcfg Investment Advisors, LLC manages approximately $506,774,284 in assets. The firm has 24 employees, including 11 licensed agents and 22 registered representatives.
Tcfg Investment Advisors, LLC

28202 CABOT RD

LAGUNA NIGUEL, CA 92677

$506.77M

Assets Under Management

Not reported

Total Clients

26

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Willy Tan’s Registration & Firm History

CA

08/01/2018 - Present

Tcfg Investment Advisors, LLC (La Habra CA)

CA

10/09/2012 - 08/01/2018

WESTERN INTERNATIONAL SECURITIES, INC. (PASADENA CA)

CA

01/03/2011 - 09/24/2012

WELLS FARGO ADVISORS, LLC (PASADENA CA)

CA

08/06/2008 - 01/03/2011

WELLS FARGO INVESTMENTS, LLC (ARCADIA CA)

CA

11/26/2007 - 08/05/2008

BANCWEST INVESTMENT SERVICES, INC. (MONTEREY PARK CA)

CA

08/30/2005 - 11/09/2007

UNIONBANC INVESTMENT SERVICES, LLC (CITY OF INDUSTRY CA)

NY

11/01/2001 - 09/02/2005

IFMG SECURITIES, INC. (PURCHASE NY)

NY

07/17/2000 - 08/31/2001

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 08/25/2000

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/14/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Willy Ong Tan. Review regulatory record here.
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