Unclaimed
Willy Ong Tan is an investment advisor representative at Tcfg Investment Advisors, LLC. Willy Ong Tan has 20 years of experience in the financial services industry. Willy Ong Tan is registered in California. Willy Ong Tan has a Series 66, Series 7, and SIE license. Willy Ong Tan previously worked at Western International Securities, Inc., Wells Fargo Advisors, LLC, Wells Fargo Investments, LLC, Bancwest Investment Services, Inc., UnionBanc Investment Services, LLC, IFMG Securities, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
CA
08/01/2018 - Present
Tcfg Investment Advisors, LLC (La Habra CA)
CA
10/09/2012 - 08/01/2018
WESTERN INTERNATIONAL SECURITIES, INC. (PASADENA CA)
CA
01/03/2011 - 09/24/2012
WELLS FARGO ADVISORS, LLC (PASADENA CA)
CA
08/06/2008 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (ARCADIA CA)
CA
11/26/2007 - 08/05/2008
BANCWEST INVESTMENT SERVICES, INC. (MONTEREY PARK CA)
CA
08/30/2005 - 11/09/2007
UNIONBANC INVESTMENT SERVICES, LLC (CITY OF INDUSTRY CA)
NY
11/01/2001 - 09/02/2005
IFMG SECURITIES, INC. (PURCHASE NY)
NY
07/17/2000 - 08/31/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 08/25/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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