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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Willow? Claim Your ProfileWillow Lau is an investment advisor representative affiliated with Morgan Stanley. Willow has been in the industry since 2015 and holds the Series 7, Series 66 and SIE licenses. Willow Lau is registered with the state of California to provide both Broker-Dealer and Investment Advisor services. Willow Lau has experience in a variety of financial services and has been affiliated with Barclay Capital Asia Limited and Morgan Stanley Bank Asia Limited in the past. Willow specializes in financial planning, asset allocation, and portfolio management for individuals, businesses, and institutions. Willow Lau's firm, Morgan Stanley, has been in business for over a century and is one of the world's leading financial institutions. The firm offers a wide range of investment products and services to individuals, institutions, and governments around the world. Morgan Stanley manages approximately $1.4 trillion in assets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
05/20/2022 - Present
Morgan Stanley (Pasadena CA)
BOTH
Issued 05/19/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/17/2022
Series 7TO - General Securities Representative Examination
BC
Issued 04/09/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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