Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Willis? Claim Your ProfileWillis Takehisa Kato is a financial advisor registered with Raymond James Financial Services Advisors, Inc. and has been in the industry for 15 years. Kato has licenses in multiple states including Hawaii, California, Arizona, and Colorado. Kato holds a Series 7, Series 3, Series 9, Series 10, Series 31, and Series 66 licenses. Kato offers a variety of services including portfolio management for individuals and businesses, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
HI
11/01/2017 - Present
Raymond James Financial Services Advisors, Inc. (HONOLULU HI)
HI
10/24/2008 - 11/02/2017
WEDBUSH SECURITIES INC. (HONOLULU HI)
BOTH
Issued 04/16/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/27/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/07/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/2015
Series 3 - National Commodity Futures Examination
BC
Issued 06/09/2014
Series 31 - Futures Managed Funds Examination
BC
Issued 10/23/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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