Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Willis? Claim Your ProfileWillis Smith is a financial advisor with over 35 years of experience in the industry. Willis is registered with TLG Advisors, Inc. and has a Series 7, 63, 66, 24, 79TO, 99TO and SIE licenses. Willis also has experience with M HOLDINGS SECURITIES, INC., 1ST BRIDGEHOUSE SECURITIES, LLC, MCDONALD INVESTMENTS INC. and TRIDENT SECURITIES, INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Placement of institutional funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
06/08/2022 - Present
TLG Advisors, Inc. (Raleigh NC)
NC
04/08/2013 - 05/19/2022
M HOLDINGS SECURITIES, INC. (CHARLOTTE NC)
FL
03/21/2005 - 12/31/2012
1ST BRIDGEHOUSE SECURITIES, LLC (MIAMI FL)
OH
06/01/1999 - 01/10/2005
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
NC
03/19/1985 - 06/01/1999
TRIDENT SECURITIES, INC. (RALEIGH NC)
BOTH
Issued 10/09/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/28/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/19/1992
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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