Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Willie? Claim Your ProfileWillie Wheat is a financial advisor with TD Private Client Wealth LLC in New York. Willie has been in the financial industry since 2004 and has a diverse background. Willie is registered with FINRA and the states of Florida, Georgia, Maine, Maryland, New Hampshire, New Jersey, New York, North Carolina, Pennsylvania, South Carolina, and Virginia. Willie has passed the Series 7, 6, 63, 65, 66, and 24 exams. Willie is a qualified investment advisor. Willie works with a wide range of clients including individuals, high-net-worth individuals, businesses, corporations, insurance companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Willie specializes in financial planning, portfolio management, investment advice, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
07/16/2024 - Present
TD Private Client Wealth LLC (NEW YORK NY)
NY
06/26/2020 - 01/11/2024
CHARLES SCHWAB & CO., INC. (New York City NY)
NY
02/16/2019 - 01/02/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IL
03/27/2014 - 12/17/2015
MORGAN STANLEY (CHICAGO IL)
OH
06/24/2013 - 02/28/2014
FIFTH THIRD SECURITIES, INC. (COLUMBUS OH)
OH
10/29/2004 - 08/31/2011
FIFTH THIRD SECURITIES, INC. (COLUMBUS OH)
BOTH
Issued 03/09/2019
Series 66 - Uniform Combined State Law Examination
IA
Issued 04/24/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/22/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/07/2024
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/16/2019
Series 7TO - General Securities Representative Examination
BC
Issued 12/17/2015
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/2014
Series 7 - General Securities Representative Examination
BC
Issued 10/28/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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