Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Willie? Claim Your ProfileWillie Stokes is a financial advisor with over 20 years of experience in the financial services industry. Willie has held several positions at various firms, including TIAA-CREF Individual & Institutional Services, LLC, Innovation Partners LLC, and MML Investors Services, LLC. Willie currently holds a Series 66 and Series 63 license, along with Series 53, 4, 24, 52TO, and SIE licenses. Willie is a Registered Representative and Investment Advisor Representative for TIAA-CREF Individual & Institutional Services, LLC in Charlotte, NC. Willie is a specialist in financial planning and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
NC
09/21/2021 - Present
Tiaa-Cref Individual & Institutional Services, LLC (CHARLOTTE NC)
NC
12/19/2019 - 08/26/2021
INNOVATION PARTNERS LLC (Charlotte NC)
NC
03/25/2017 - 06/04/2019
MML INVESTORS SERVICES, LLC (CHARLOTTE NC)
NC
07/30/2015 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (CHARLOTTE NC)
NC
03/03/2011 - 07/28/2014
HEWITT FINANCIAL SERVICES LLC (CHARLOTTE NC)
NC
04/03/2008 - 01/21/2010
LPL FINANCIAL CORPORATION (CHARLOTTE NC)
NC
11/13/2006 - 02/05/2008
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)
IL
06/30/2005 - 11/01/2005
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
NE
06/01/1998 - 05/25/2005
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
NY
12/11/1997 - 06/04/1998
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
NY
06/12/1997 - 08/04/1997
STATE STREET SECURITIES, INC. (GREAT NECK NY)
NJ
04/25/1997 - 06/04/1997
INVESTORS ASSOCIATES, INC. (HACKENSACK NJ)
NY
01/14/1997 - 03/27/1997
AMERICORP SECURITIES, INC. (NEW YORK NY)
NY
03/03/1997 - 03/25/1997
ALDEN CAPITAL MARKETS, INC. (NEW YORK NY)
NY
12/13/1996 - 01/14/1997
ROYCE INVESTMENT GROUP, INC. (WOODBURY NY)
IA
Issued 01/14/2021
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 12/12/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/20/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/08/2019
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/07/2018
Series 4 - Registered Options Principal Examination
BC
Issued 12/14/2017
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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