Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Willie? Claim Your ProfileWillie James Thomas III is a financial advisor with Alliancebernstein LP. Willie James Thomas III has been in the industry since October 24, 2009 and has been registered with the state of District of Columbia since March 1, 2021. He holds the Series 66, Series 7, and SIE licenses and is a Certified Financial Planner. Willie James Thomas III has previous experience working with Wells Fargo Advisors, LLC, The Liberty Group, LLC, and NYLIFE Securities LLC. He has also held positions with Wells Fargo Bank NA, New York Life Insurance Co., and Eagle Strategies LLC. Willie James Thomas III specializes in investment management for individuals, businesses, investment companies, and pooled investment vehicles. He also offers asset allocation, financial planning, publication of periodicals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
DC
01/15/2021 - Present
Alliancebernstein LP (Washington DC)
VA
04/11/2018 - 11/02/2020
NYLIFE SECURITIES LLC (FALLS CHURCH VA)
CA
07/07/2016 - 10/16/2017
LIBERTY GROUP, LLC (OAKLAND CA)
NC
03/28/2013 - 06/22/2016
WELLS FARGO ADVISORS, LLC (RALEIGH NC)
NC
11/02/2010 - 02/27/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FAYETTEVILLE NC)
NC
12/15/2008 - 10/08/2010
FIRST COMMAND FINANCIAL PLANNING, INC. (FAYETTEVILLE NC)
BOTH
Issued 02/17/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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