Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Willie? Claim Your ProfileWillie F. Griffin is a financial advisor with over 15 years of experience in the financial services industry. Willie currently works with Voya Retirement Advisors, LLC, based in Charlotte, North Carolina. Willie focuses on portfolio management for individuals, and has also worked with other firms including Empower Financial Services, Inc., Nuveen Securities, LLC, and Wells Fargo Advisors, LLC. Willie has a broad range of experience and is licensed to provide advisory services in North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
07/19/2023 - Present
Voya Retirement Advisors, LLC (Charlotte NC)
CO
04/24/2019 - 11/30/2022
EMPOWER FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)
NC
03/21/2016 - 07/10/2017
NUVEEN SECURITIES, LLC (CHARLOTTE NC)
NC
06/04/2014 - 03/21/2016
TEACHERS PERSONAL INVESTORS SERVICES, INC. (CHARLOTTE NC)
NC
10/03/2013 - 05/06/2014
WELLS FARGO ADVISORS, LLC (CHARLOTTE NC)
NC
03/21/2013 - 08/20/2013
HEWITT FINANCIAL SERVICES LLC (CHARLOTTE NC)
CT
04/01/2006 - 05/16/2011
METLIFE INVESTORS DISTRIBUTION COMPANY (HARTFORD CT)
CA
08/12/2003 - 04/01/2006
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
NJ
01/06/2000 - 09/15/2000
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
MN
06/05/1998 - 08/24/1998
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
06/05/1998 - 08/24/1998
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 09/27/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/31/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/10/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/10/2017
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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