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Williams Keen Butcher

Independent Financial Group, LLC

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About Williams Keen Butcher

Williams Butcher is a financial advisor with over 20 years of experience in the industry. Williams is currently registered with Independent Financial Group, LLC, and holds Series 7, 24, 63, 66, 79, 86, 87, 99, and SIE licenses. Williams has previously worked with International Assets Advisory, LLC, Courlandt Securities Corporation, Tudor, Pickering, Holt & Co. Securities, Inc., JMP Securities LLC, Banc of America Securities LLC, BancBoston Robertson Stephens Inc., BancAmerica Robertson Stephens, CMS Investment Resources, Inc., Foley Mufson Howe & Company, and Rauscher Pierce Refsnes, Inc.

Firm Information

Williams Butcher is currently registered with Independent Financial Group, LLC. Independent Financial Group, LLC is a limited liability company formed in July 2001 and headquartered in San Diego, California. The firm offers financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors. They manage approximately $1 billion to $10 billion in assets for a diverse clientele, including high-net-worth individuals, corporations, charitable organizations, and pension plans. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.
Independent Financial Group, LLC

12671 HIGH BLUFF DR

SAN DIEGO, CA 92130

$6.75B

Assets Under Management

270

Total Clients

524

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Williams Butcher’s Registration & Firm History

TX

05/05/2022 - Present

Independent Financial Group, LLC (KEMAH TX)

TX

04/20/2015 - 05/31/2022

INTERNATIONAL ASSETS ADVISORY, LLC (KEMAH TX)

TX

11/11/2011 - 02/23/2015

COURTLANDT SECURITIES CORPORATION (HOUSTON TX)

TX

09/04/2008 - 01/05/2010

TUDOR, PICKERING, HOLT & CO. SECURITIES, INC. (HOUSTON TX)

CA

10/11/2002 - 01/23/2008

JMP SECURITIES LLC (SAN FRANCISCO CA)

NY

04/06/1999 - 01/18/2001

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

CA

09/01/1998 - 11/04/1998

BANCBOSTON ROBERTSON STEPHENS INC. (SAN FRANCISCO CA)

CA

01/23/1998 - 09/01/1998

BANCAMERICA ROBERTSON STEPHENS (SAN FRANCISCO CA)

PA

12/11/1995 - 01/13/1998

CMS INVESTMENT RESOURCES, INC. (WYNNEWOOD PA)

NA

11/11/1993 - 04/19/1994

FOLEY MUFSON HOWE & COMPANY

TX

08/27/1993 - 09/20/1993

RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)

PA

10/29/1990 - 07/14/1992

S. W. RYAN & COMPANY, INC. (WEST CONSHOHOCKEN PA)

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Licenses & Designations

BOTH

Issued 06/13/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/02/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/17/2012

Series 24 - General Securities Principal Examination

BC

Issued 01/13/1992

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/05/2013

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 09/17/2012

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 04/02/2012

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 10/25/1990

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Williams Keen Butcher. Review regulatory record here.
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