Unclaimed
William Zachary Scotton is a financial professional with experience in the investment banking industry. William has passed the Series 79, Series 63 and SIE exams. William is currently registered with Lazard Freres & Co. LLC and holds a Series 79 license. Prior to joining Lazard Freres & Co. LLC, William worked at Scotia Capital (USA) Inc.. William has been in the industry since August 2017.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
07/18/2019 - Present
Lazard Freres & Co. LLC (HOUSTON TX)
TX
08/04/2017 - 06/26/2019
SCOTIA CAPITAL (USA) INC. (HOUSTON TX)
BC
Issued 09/10/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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