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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Yngve Rice III is a financial advisor registered with Concurrent Investment Advisors, LLC. William Yngve Rice III provides financial advice and wealth management services to individual clients, as well as to corporations and other businesses, pension and profit sharing plans, and individuals other than high-net-worth clients. William Yngve Rice III is also a member of the Finance Committee of the First Baptist Church in Longview, Texas. William Yngve Rice III has been in the financial services industry for over 30 years and holds the following licenses: Series 3, Series 7, Series 8, Series 9, Series 10, Series 63, and Series 65. William Yngve Rice III has previously worked at Morgan Stanley, Raymond James Financial Services, Inc., and Lehman Brothers Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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TX
03/31/2023 - Present
Concurrent Investment Advisors, LLC (Longview TX)
TX
03/31/2023 - 11/28/2023
PURSHE KAPLAN STERLING INVESTMENTS (Longview TX)
TX
02/22/2019 - 04/21/2023
RAYMOND JAMES FINANCIAL SERVICES, INC. (LONGVIEW TX)
TX
06/01/2009 - 02/25/2019
MORGAN STANLEY (LONGVIEW TX)
TX
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (LONGVIEW TX)
NY
07/19/1989 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 07/12/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/31/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/29/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/1989
Series 3 - National Commodity Futures Examination
BC
Issued 07/15/1989
Series 7 - General Securities Representative Examination
Active
Inactive
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