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William Yex

Lion Street Advisors, LLC

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About William Yex

William Yex is a financial advisor with over 2 years of experience in the industry. William is currently registered with Lion Street Advisors, LLC in North Carolina and South Carolina. William has previously been registered with Ameriprise Financial Services, LLC and Vanguard Marketing Corporation. William is also a Series 7TO, Series 63, and Series 65 licensed professional. William specializes in financial planning, pension consulting, and portfolio management for both individuals and businesses.

Firm Information

William Yex is currently registered with Lion Street Advisors, LLC. Lion Street Advisors, LLC is an investment advisory firm based in Austin, TX, with over 141 investment advisor representatives and 126 licensed agents. The firm manages over $2.3 billion in assets for a diverse clientele, including individuals, high-net-worth individuals, pension and profit-sharing plans, and other investment advisors. Lion Street Advisors provides financial planning, pension consulting, portfolio management for individuals and businesses, selection of other advisors, and wrap fee program participation.
Lion Street Advisors, LLC

300 COLORADO

AUSTIN, TX 78701

$2.34B

Assets Under Management

Not reported

Total Clients

120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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William Yex’s Registration & Firm History

TX

01/01/2025 - Present

Lion Street Advisors, LLC (AUSTIN TX)

NC

04/07/2022 - 01/09/2023

AMERIPRISE FINANCIAL SERVICES, LLC (Huntersville NC)

NC

09/13/2021 - 03/31/2022

VANGUARD MARKETING CORPORATION (CHARLOTTE NC)

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Licenses & Designations

IA

Issued 06/03/2022

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/21/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/13/2021

Series 7TO - General Securities Representative Examination

BC

Issued 05/25/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William Yex.
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